Our experience covers all types of regulated firms and we have positioned ourselves to be specialists in the specific areas of derivatives and securities trading, investment management, payment services and e-money.
Our emphasis is on ensuring firms can be compliant whilst they can get on with their main business – trading. We can offer a complete range of services from specific one-off compliance consultancy projects to providing a full ongoing compliance support function.
"Trading Compliance helped our group obtain FCA authorisation in the UK and continue to advise us on compliance matters. We consider them our trusted partner and highly recommend them."
AETOS Capital Group