We have significant experience helping firms obtain authorisation to deal in securities and derivatives and all of our practitioners have in-depth knowledge of these markets and all relevant regulatory requirements including FCA Conduct of Business and Prudential rules.
FOREX, CFDs AND SPREADS
We advise a number of major players active in the international forex, CFD and Spread trading arena. As a result we have specialist knowledge of how these OTC markets operate and the challenges facing these firms. We also know the answers to many of the questions that are often asked and can provide commercially minded solutions to regulatory issues.
FUTURES, FORWARDS AND OPTIONS
We also know about exchange traded futures and options, as well as other OTC products such as forex and binary options, forwards and NDFs . We can advise you on current regulatory treatment and also keep you updated on upcoming changes in the regulatory environment both in the UK and Europe.